SEC Form 4 · accession 0001209191-16-128080
KRISPY KREME DOUGHNUTS INC · KKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles A Blixt
Director
Period of report
Jun 14, 2016
Accepted (ET)
Jun 15, 2016 · 8:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100270
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Jun 14, 2016 | A | 5,714 | A | — | — | Common Stock | 5,714 | 5,714 | D |
Explanation of responses
- F1The Restricted Stock Units ("RSUs") convert to shares of common stock on a one-for-one basis.
- F2The RSUs will vest in four equal quarterly installments beginning September 14, 2016 and continuing on December 14, 2016; March 14, 2017; and the earlier of June 17, 2017 or the Issuer's 2017 Annual Meeting of Shareholders.
- F3The reporting person has elected to defer receipt of the RSUs. The vested RSUs will be distributed in a single lump sum following the termination of his service on the Board of Directors. Any RSUs that have not vested prior to his termination of service will be forfeited.