SEC Form 4 · accession 0001209191-16-110822
KRISPY KREME DOUGHNUTS INC · KKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony N Thompson
Officer — President and CEO
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 6:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2016 | F | 1,898 | $14.61 | D | 112,666 | D | |
| Common StockF2 | Mar 24, 2016 | A | 30,801 | $0.00 | A | 143,467 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reported transaction consists of shares surrendered to cover tax withholding for the vesting of a restricted stock award received under the Company's 2012 Stock Incentive Plan.
- F2Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. The RSUs will vest in four nearly equal annual installments beginning on March 24, 2017.