SEC Form 4 · accession 0001209191-15-054723
KRISPY KREME DOUGHNUTS INC · KKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Morgan
Director
Period of report
Jun 16, 2015
Accepted (ET)
Jun 18, 2015 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2015 | G | 22,000 | $0.00 | D | 109,931 | D | |
| Common StockF1 | Jun 17, 2015 | A | 8,700 | $0.00 | A | 118,631 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. The RSUs will vest in four equal installments on September 17, 2015; December 17, 2015; March 17, 2016; and the earlier of June 17, 2016 or the Issuer's 2016 Annual Meeting of Shareholders. Any RSUs that have not vested prior to his termination of service on the Board of Directors will be forfeited.