SEC Form 4 · accession 0001209191-15-034052
KRISPY KREME DOUGHNUTS INC · KKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James H Morgan
Director
Period of report
Apr 6, 2015
Accepted (ET)
Apr 14, 2015 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 6, 2015 | G | 1,500 | $0.00 | D | 69,835 | D | |
| Common Stock | Apr 10, 2015 | M | 62,596 | $6.39 | A | 132,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1 | $6.39 | Apr 10, 2015 | M | 62,596 | D | — | Jan 30, 2021 | Common Stock | 62,596 | 87,404 | D |
Explanation of responses
- F1The options vested upon Mr. Morgan's retirement as Executive Chairman of the Company on January 29, 2015.