SEC Form 4 · accession 0001209191-15-029557
KRISPY KREME DOUGHNUTS INC · KKD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cynthia A. Bay
Officer — Senior Vice President
Period of report
Mar 24, 2015
Accepted (ET)
Mar 26, 2015 · 4:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001100270
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 24, 2015 | A | 8,608 | $0.00 | A | 82,260 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $20.91 | Mar 24, 2015 | A | 9,607 | A | — | Mar 24, 2025 | Common Stock | 9,607 | 9,607 | D |
Explanation of responses
- F1Consists of restricted stock units ("RSUs") that upon vesting are settled on a one-for-one basis in shares of common stock. The RSUs will vest in four equal annual installments beginning on March 24, 2016.
- F2The options will vest, provided employment continues through the applicable vesting dates, in four nearly equal annual installments beginning on March 24, 2016.