SEC Form 4 · accession 0001567619-18-003096
MVC CAPITAL, INC. · MVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Phillip Goldstein
Director
Period of report
Sep 21, 2018
Accepted (ET)
Sep 25, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, .01 par valueF1 | Sep 21, 2018 | S | 5,291 | $9.75 | D | 554,504 | I | Footnote |
| Common Stock, .01 par valueF1 | Sep 24, 2018 | S | 3,511 | $9.78 | D | 550,993 | I | Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Certain of the shares are held by certain private investment funds. The Reporting Person is a Principal of the general partner and/or investment adviser of each fund, and is a limited partner in certain of the funds. The Reporting Person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.