SEC Form 4 · accession 0001140361-16-088619
MVC CAPITAL, INC. · MVC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Emilia Dominianni
Director
Period of report
Nov 30, 2016
Accepted (ET)
Dec 2, 2016 · 4:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099941
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 par valueF2,F3 | Nov 30, 2016 | J | 882 | $0.00 | A | 58,766 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Pro-rata distribution from limited partnership, of which the Reporting Person is not a general partner.
- F2Shares are held in an individual account, retirement account and trust, all of which the Reporting Person has discretion over.
- F3Includes 13,307.21 shares of common stock, acquired following the Reporting Person's most recent Form 4, in connection with the Company's dividend reinvestment plan.