SEC Form 4 · accession 0001225208-16-037662
Edwards Lifesciences Corp · EW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick B Verguet
Officer — CVP, Europe
Period of report
Aug 5, 2016
Accepted (ET)
Aug 9, 2016 · 6:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 5, 2016 | M | 5,000 | $25.48 | A | 133,998 | D | |
| Common StockF2,F1 | Aug 5, 2016 | S | 5,000 | $113.2748 | D | 128,998 | D | |
| Common StockF1 | Aug 9, 2016 | M | 5,000 | $25.48 | A | 133,998 | D | |
| Common StockF1 | Aug 9, 2016 | S | 5,000 | $113.691 | D | 128,998 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Acquire)F1 | $25.48 | Aug 5, 2016 | M | 5,000 | D | May 13, 2011 | May 12, 2017 | Common Stock | 5,000 | 73,000 | D |
| Employee Stock Option (Right to Acquire)F1 | $25.48 | Aug 9, 2016 | M | 5,000 | D | May 13, 2011 | May 12, 2017 | Common Stock | 5,000 | 68,000 | D |
Explanation of responses
- F1This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the Reporting Person.
- F2This transaction was executed in multiple trades at prices ranging from $113.27 to $113.29. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide, upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.