SEC Form 4 · accession 0001225208-16-025828
Edwards Lifesciences Corp · EW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick B Verguet
Officer — CVP, Europe
Period of report
Feb 4, 2016
Accepted (ET)
Feb 8, 2016 · 8:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 4, 2016 | M | 4,000 | $15.735 | A | 103,803 | D | |
| Common StockF2 | Feb 4, 2016 | S | 4,000 | $83.50 | D | 99,803 | D | |
| Common StockF2 | Feb 5, 2016 | M | 4,000 | $15.735 | A | 111,803 | D | |
| Common StockF2 | Feb 5, 2016 | S | 4,000 | $84.00 | D | 107,803 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Acquire)F2 | $15.735 | Feb 4, 2016 | M | 4,000 | D | May 7, 2010 | May 6, 2016 | Common Stock | 4,000 | 12,000 | D |
| Employee Stock Option (Right to Acquire)F2 | $15.735 | Feb 5, 2016 | M | 4,000 | D | May 7, 2010 | May 6, 2016 | Common Stock | 4,000 | 8,000 | D |
Explanation of responses
- F1This amount includes 8,000 shares that were acquired through the Reporting Person's October 28, 2015 exercise of stock options and reflected on Table II of the Reporting Person's Form 4 filed on October 30, 2015 (the "October 30th Form 4"), but were inadvertently not listed as acquired on Table I of the October 30th Form 4. This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.
- F2This Form 4 reflects changes in beneficial ownership only; it does not identify other securities of the Issuer beneficially owned by the reporting person.