SEC Form 4 · accession 0001553350-15-000130
Sibling Group Holdings, Inc. · SIBE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A. OliverSmith
Officer — CEO · Director
Period of report
Jan 30, 2015
Accepted (ET)
Feb 12, 2015 · 9:35 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099728
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF3 | Jan 30, 2015 | J | 2,673,468 | — | A | 2,673,468 | D | |
| Series A Preferred StockF2,F3 | Jan 30, 2015 | J | 127,308 | — | A | 127,308 | D | |
| Common StockF3 | Jan 30, 2015 | J | 2,486,240 | — | A | 2,486,240 | I | By Spouse |
| Series A Preferred StockF2,F3 | Jan 30, 2015 | J | 118,392 | — | A | 118,392 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sibling Group Holdings Inc, acquired Urban Planet Media & entertainment Corp on 01/30/2015. Brian OliverSmith was named as both an Officer and a Director pursuant to the transaction through which the shares were acquired. The shares were not issued on the same day because Sibling Group Holdings, Inc needed to complete a filing with the Secretary of State of Texas.
- F2Each Preferred "A" Convertible share is convertible into 20 common shares of Sibling Group Holdings, Inc. no sooner than 24 months from the date of issuance, at a conversion price of $.50 per common share.
- F3Shares were issued in exchange for 5,405,408 shares of Urban Planet Media & Entertainment Corp pursuant to the Securities Exchange Agreement previously disclosed by Sibling Group Holdings, Inc.