SEC Form 4 · accession 0001209191-19-014752
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Goulart
Officer — EVP & Chief Investment Officer
Period of report
Feb 26, 2019
Accepted (ET)
Feb 28, 2019 · 6:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 26, 2019 | A | 31,939 | $44.65 | A | 114,861 | D | |
| Common Stock | Feb 26, 2019 | F | 13,881 | $44.65 | D | 100,980 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $44.65 | Feb 26, 2019 | A | 40,323 | A | — | Feb 25, 2029 | Common Stock | 40,323 | 40,323 | D |
| Restricted Stock UnitsF4,F5 | — | Feb 26, 2019 | A | 13,438 | A | — | — | Common Stock | 13,438 | 13,438 | D |
Explanation of responses
- F1Shares acquired from the payout of 2016-2018 Performance Share Award pursuant to the MetLife, Inc. 2015 Stock and Incentive Compensation Plan.
- F2Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout.
- F3The options become exercisable in three installments on February 26, 2020, 2021 and 2022.
- F4Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
- F5The Restricted Stock Units vest in three installments on March 2, 2020, March 1, 2021 and March 1, 2022.