SEC Form 4 · accession 0001209191-18-048809
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven A Kandarian
Officer — Chairman, President & CEO · Director
Period of report
Aug 27, 2018
Accepted (ET)
Aug 29, 2018 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 27, 2018 | M | 59,775 | $20.82 | A | 559,097 | D | |
| Common StockF1 | Aug 27, 2018 | S | 42,805 | $47.03 | D | 516,292 | D | |
| Common Stock | holding | — | — | — | 9,250 | I | By family member trusts |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $20.82 | Aug 27, 2018 | M | 59,775 | D | — | Feb 23, 2019 | Common Stock | 59,775 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price of the aggregate number of shares purchased in multiple open market transactions. The shares were purchased at prices $47.01 to $47.075, inclusive. The Reporting Person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares purchased at each separate price.
- F2The options became exercisable in three installments on February 24, 2010, February 24, 2011 and February 24, 2012.