SEC Form 4 · accession 0001209191-17-017495
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michel Khalaf
Officer — President, EMEA
Period of report
Mar 1, 2017
Accepted (ET)
Mar 3, 2017 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 1, 2017 | M | 3,904 | — | A | 24,685 | D | |
| Common Stock | Mar 1, 2017 | D | 3,904 | $54.33 | D | 20,781 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Units (Cash Payable)F1,F2 | — | Mar 1, 2017 | M | 3,904 | D | — | — | Common Stock | 3,904 | 7,809 | D |
Explanation of responses
- F1Each Restricted Unit is the contingent right to receive cash equal to the closing price of one share of MetLife, Inc. common stock on the vesting date.
- F2The Restricted Units vest in three equal installments on the first business day of March 2017, 2018 and 2019. The requisite certification that MetLife, Inc. met specified financial goals took place earlier.