SEC Form 4 · accession 0001209191-16-156889
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Peter M Carlson
Officer — EVP & Chief Accounting Officer
Period of report
Dec 23, 2016
Accepted (ET)
Dec 28, 2016 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 23, 2016 | M | 10,000 | $38.29 | A | 39,914 | D | |
| Common StockF1,F2 | Dec 23, 2016 | S | 10,000 | $54.315 | D | 29,914 | D | |
| Common Stock | Dec 23, 2016 | M | 13,636 | $34.86 | A | 43,550 | D | |
| Common StockF1,F3 | Dec 23, 2016 | S | 13,636 | $54.3172 | D | 29,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $38.29 | Dec 23, 2016 | M | 10,000 | A | — | Feb 27, 2022 | Common Stock | 10,000 | 0 | D |
| Employee Stock Option (Right to BuyF5 | $34.86 | Dec 23, 2016 | M | 13,636 | A | — | Feb 25, 2023 | Common Stock | 13,636 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
- F2The shares were sold in multiple transactions at prices ranging from $54.21 to $54.52, inclusive.
- F3The shares were sold in multiple transactions at prices ranging from $54.18 to $54.46, inclusive.
- F4The options became exercisable in three equal installments on February 28, 2013, 2014 and 2015.
- F5The options became exercisable in three equal installments on February 26, 2014, 2015 and 2016.