SEC Form 4 · accession 0001209191-16-149344
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frans Hijkoop
Officer — EVP & Chief HR Officer
Period of report
Nov 9, 2016
Accepted (ET)
Nov 10, 2016 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 9, 2016 | M | 56,250 | $38.29 | A | 111,813 | D | |
| Common StockF1,F2 | Nov 9, 2016 | S | 56,250 | $51.4831 | D | 55,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $38.29 | Nov 9, 2016 | M | 56,250 | A | — | Feb 27, 2022 | Common Stock | 56,250 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F2The shares were sold in multiple transactions at prices ranging from $51.46 to $51.50, inclusive.
- F3The options became exercisable in three equal installments on February 28, 2013, 2014, 2015.