SEC Form 4 · accession 0001209191-16-145233
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria R Morris
Officer — EVP, Global Employee Benefits
Period of report
Oct 4, 2016
Accepted (ET)
Oct 6, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 4, 2016 | M | 8,800 | $34.84 | A | 116,409 | D | |
| Common Stock | Oct 4, 2016 | S | 8,800 | $45.00 | D | 107,609 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $34.84 | Oct 4, 2016 | M | 8,800 | D | — | Feb 22, 2020 | Common Stock | 8,800 | 6,600 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The option vested in three equal installments on February 23, 2011, 2012 and 2013.