SEC Form 4 · accession 0001209191-16-103422
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Martin J Lippert
Officer — EVP Global Technology
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 4:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | M | 4,167 | — | A | 48,169 | D | |
| Common Stock | Feb 25, 2016 | F | 2,327 | $39.42 | D | 45,842 | D | |
| Common StockF1 | Feb 26, 2016 | M | 6,061 | — | A | 51,903 | D | |
| Common Stock | Feb 26, 2016 | F | 3,384 | $40.09 | D | 48,519 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 25, 2016 | M | 4,167 | D | — | — | Common Stock | 4,167 | 4,167 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 26, 2016 | M | 6,061 | D | — | — | Common Stock | 6,061 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
- F2Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share Unit payout.
- F3The Restricted Stock Units vest in three equal installments on February 25, 2015, 2016 and 2017.
- F4The Restricted Stock Units vest in three equal installments on February 26, 2014, 2015 and 2016.