SEC Form 4 · accession 0001209191-16-103412
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Goulart
Officer — EVP & Chief Investment Officer
Period of report
Feb 25, 2016
Accepted (ET)
Feb 29, 2016 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2016 | M | 2,667 | — | A | 49,530 | D | |
| Common Stock | Feb 25, 2016 | F | 1,116 | $39.42 | D | 48,414 | D | |
| Common StockF1 | Feb 26, 2016 | M | 4,041 | — | A | 52,455 | D | |
| Common Stock | Feb 26, 2016 | F | 2,096 | $40.09 | D | 50,359 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 25, 2016 | M | 2,667 | D | — | — | Common Stock | 2,667 | 2,667 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 26, 2016 | M | 4,041 | D | — | — | Common Stock | 4,041 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
- F2Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Restricted Share Unit payout.
- F3The Restricted Stock Units vest in three equal installments on February 25, 2015, 2016 and 2017.
- F4The Restricted Stock Units vest in three equal installments on February 26, 2014, 2015 and 2016.