SEC Form 4 · accession 0001209191-16-102322
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Goulart
Officer — EVP & Chief Investment Officer
Period of report
Feb 23, 2016
Accepted (ET)
Feb 25, 2016 · 4:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 23, 2016 | A | 20,897 | $38.42 | A | 52,601 | D | |
| Common Stock | Feb 23, 2016 | F | 7,772 | $38.42 | D | 44,829 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $38.42 | Feb 23, 2016 | A | 48,791 | A | — | Feb 22, 2026 | Common Stock | 48,791 | 48,791 | D |
| Restricted Stock UnitsF4,F5 | — | Feb 23, 2016 | A | 16,268 | A | — | — | Common Stock | 16,268 | 16,268 | D |
Explanation of responses
- F1Shares acquired from the payout of 2013-2015 Performance Shares following determination of the performance factor for such award.
- F2Shares withheld to satisfy the Reporting Person's tax withholding obligation due on the Performance Share payout.
- F3The options become exercisable in three equal installments on February 23, 2017, 2018, and 2019.
- F4Each Restricted Stock Unit is the contingent right to receive one share of MetLife, Inc. common stock.
- F5The Restricted Stock Units vest in three equal installments on the first business day in March 2017, 2018 and 2019.