SEC Form 4 · accession 0001209191-15-085306
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Kilts
Director
Period of report
Dec 11, 2015
Accepted (ET)
Dec 15, 2015 · 4:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 11, 2015 | A | 269 | $47.12 | A | 34,373 | D | |
| Common StockF2 | holding | — | — | — | 236 | I | by JMK Investments 2, LP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Equivalent UnitsF4,F3,F5 | — | Dec 11, 2015 | A | 73 | A | — | — | Common Stock | 73 | 73 | D |
Explanation of responses
- F1Represents imputed reinvestment of dividends on Deferred Shares in the Reporting Person's deferral account pursuant to the MetLife Non-Management Director Deferred Compensation Plan. Deferred Shares represent shares of MetLife, Inc. common stock that have become payable, but that remain unpaid because payment has been deferred.
- F2The Reporting Person disclaims beneficial ownership of 76.44% of shares held by JMK Investments 2, LP, representing limited partnership interests in trusts for the benefit of each of his children.
- F3Each Common Stock Equivalent Unit is the economic value of one share of MetLife, Inc. common stock.
- F4Represents imputed reinvestment of dividends on Common Stock Equivalent Units. Common Stock Equivalent Units were acquired pursuant to the MetLife Non-Management Director Deferred Compensation Plan, whereby Directors may elect to defer receipt of cash retainer fees into a fund that tracks MetLife, Inc. common stock.
- F5Common Stock Equivalent Units were acquired pursuant to the MetLife Non-Management Director Deferred Compensation Plan, whereby Directors may elect to defer receipt of cash retainer fees for a specified period of time into a fund that tracks MetLife, Inc. Common Stock. When such Common Stock Equivalent Units are distributed, they are settled in cash.