SEC Form 4 · accession 0001209191-15-083196
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria R Morris
Officer — EVP, Global Employee Benefits
Period of report
Dec 1, 2015
Accepted (ET)
Dec 3, 2015 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 2,000 | $23.30 | A | 91,275 | D | |
| Common StockF2,F3 | Dec 1, 2015 | S | 2,000 | $51.2454 | D | 89,275 | D | |
| Common Stock | Dec 1, 2015 | M | 2,200 | $34.84 | A | 91,475 | D | |
| Common Stock | Dec 1, 2015 | S | 2,200 | $51.21 | D | 89,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $23.30 | Dec 1, 2015 | M | 2,000 | D | — | Feb 23, 2019 | Common Stock | 2,000 | 18,000 | D |
| Employee Stock Option (Right to Buy)F5 | $34.84 | Dec 1, 2015 | M | 2,200 | D | — | Feb 22, 2020 | Common Stock | 2,200 | 28,600 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, MetLife, Inc., or a security holder of MetLife, Inc., upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- F3The shares were sold in multiple transactions at prices ranging from $51.210 to $51.283, inclusive.
- F4The option vested in three equal installments on February 24, 2010, 2011 and 2012.
- F5The option vested in three equal installments on February 23, 2011, 2012 and 2013.