SEC Form 4 · accession 0001209191-15-063612
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maria R Morris
Officer — EVP, Global Employee Benefits
Period of report
Aug 3, 2015
Accepted (ET)
Aug 4, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 2,000 | $23.30 | A | 91,000 | D | |
| Common Stock | Aug 3, 2015 | S | 2,000 | $55.85 | D | 89,000 | D | |
| Common Stock | Aug 3, 2015 | M | 2,200 | $34.84 | A | 91,200 | D | |
| Common Stock | Aug 3, 2015 | S | 2,200 | $55.85 | D | 89,000 | D | |
| Common Stock | Aug 3, 2015 | M | 2,000 | $50.12 | A | 91,000 | D | |
| Common Stock | Aug 3, 2015 | S | 2,000 | $55.85 | D | 89,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $23.30 | Aug 3, 2015 | M | 2,000 | D | — | Feb 23, 2019 | Common Stock | 2,000 | 26,000 | D |
| Employee Stock Option (Right to Buy)F3 | $34.84 | Aug 3, 2015 | M | 2,200 | D | — | Feb 22, 2020 | Common Stock | 2,200 | 37,400 | D |
| Employee Stock Option (Right to Buy)F4 | $50.12 | Aug 3, 2015 | M | 2,000 | D | — | Feb 27, 2016 | Common Stock | 2,000 | 4,000 | D |
Explanation of responses
- F1The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- F2The option vested in three equal installments on February 24, 2010, 2011 and 2012.
- F3The option vested in three equal installments on February 23, 2011, 2012 and 2013.
- F4The option vested in three equal installments on February 28, 2007, 2008 and 2009.