SEC Form 4 · accession 0001209191-15-019623
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wheeler
Officer — President, Americas
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | M | 5,416 | — | A | 309,903 | D | |
| Common Stock | Feb 25, 2015 | F | 2,003 | $51.16 | D | 307,900 | D | |
| Common StockF1 | Feb 26, 2015 | M | 7,323 | — | A | 315,223 | D | |
| Common Stock | Feb 26, 2015 | F | 2,924 | $51.03 | D | 312,299 | D | |
| Common Stock | holding | — | — | — | 40 | I | By custodian for children under UTMA | |
| Common StockF2 | holding | — | — | — | 10 | I | By the MetLife Policyholder Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Feb 25, 2015 | M | 5,416 | D | — | — | Common Stock | 5,416 | 10,834 | D |
| Restricted Stock UnitsF1,F4 | — | Feb 26, 2015 | M | 7,323 | D | — | — | Common Stock | 7,323 | 7,324 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of MetLife, Inc. common stock.
- F2Shares held in trust under the MetLife Policyholder Trust established to hold shares of common stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc.
- F3The award of Restricted Stock Units vests in three equal installments on February 25, 2015, 2016 and 2017.
- F4The award of Restricted Stock Units vests in three equal installments on February 26, 2014, 2015 and 2016.