SEC Form 4 · accession 0001209191-15-019614
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Goulart
Officer — EVP & Chief Investment Officer
Period of report
Feb 25, 2015
Accepted (ET)
Feb 27, 2015 · 4:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 25, 2015 | M | 2,666 | — | A | 18,759 | D | |
| Common Stock | Feb 25, 2015 | F | 994 | $51.16 | D | 17,765 | D | |
| Common StockF1 | Feb 26, 2015 | M | 4,040 | — | A | 21,805 | D | |
| Common Stock | Feb 26, 2015 | F | 1,505 | $51.03 | D | 20,300 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 25, 2015 | M | 2,666 | D | — | — | Common Stock | 2,666 | 5,334 | D |
| Restricted Stock UnitsF1,F3 | — | Feb 26, 2015 | M | 4,040 | D | — | — | Common Stock | 4,040 | 4,041 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the contingent right to receive one share of MetLife, Inc. common stock.
- F2The award of Restricted Stock Units vests in three equal installments on February 25, 2015, 2016 and 2017.
- F3The award of Restricted Stock Units vests in three equal installments on February 26, 2014, 2015 and 2016.