SEC Form 4 · accession 0001209191-15-015370
METLIFE INC · MET
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Wheeler
Officer — President, Americas
Period of report
Feb 13, 2015
Accepted (ET)
Feb 18, 2015 · 4:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001099219
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 13, 2015 | M | 35,000 | $38.47 | A | 339,487 | D | |
| Common StockF1,F2 | Feb 13, 2015 | S | 35,000 | $50.6098 | D | 304,487 | D | |
| Common Stock | holding | — | — | — | 40 | I | By custodian for children under UTMA | |
| Common StockF3 | holding | — | — | — | 10 | I | By the MetLife Policyholder Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4 | $38.47 | Feb 13, 2015 | M | 35,000 | D | — | Apr 14, 2015 | Common Stock | 35,000 | 0 | D |
Explanation of responses
- F1The price reported is the weighted average price of the aggregate number of shares sold in multiple open market transactions. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- F2The shares were sold in multiple transactions at prices ranging from $50.545 to $50.675, inclusive.
- F3Shares held in trust under the MetLife Policyholder Trust established to hold shares of common stock allocated to eligible policyholders of Metropolitan Life Insurance Company, a wholly-owned subsidiary of MetLife, Inc.
- F4The option vested in three equal installments on April 15, 2006, 2007 and 2008.