SEC Form 4/A · accession 0001288123-18-000022
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Christine M Klaskin
Officer — VP Finance
Period of report
Jun 20, 2018
Accepted (ET)
Jul 2, 2018 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, right to buyF2,F1 | $5.65 | Jun 20, 2018 | A | 83,150 | A | Mar 2, 2019 | Mar 2, 2028 | Common Stock | 83,150 | 83,150 | D |
Explanation of responses
- F1Option was granted on March 2, 2018 subject to shareholder approval, which was obtained at the Company's annual shareholder meeting on June 20, 2018. Options awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Incentive Plan, and vests over three years with one-third of the award vesting on march 2, 2019 and the balance vesting in equal quarterly installments thereafter.
- F2Amendment filed to correct previously reported expiration date of the award.