SEC Form 4 · accession 0001288123-17-000042
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alex Duncan
Officer — Chief Technology Officer
Period of report
Oct 9, 2017
Accepted (ET)
Dec 14, 2017 · 4:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 9, 2017 | A | 13,423 | $3.59 | A | 27,572 | D | |
| Common StockF2 | Dec 12, 2017 | S | 6,546 | $3.4603 | D | 21,026 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of restricted shares awarded on July 1, 2015.
- F2Represents sales of shares sold solely to cover Federal, State and local tax withholding requirements on the restricted shares settled and were sold at prices ranging between $3.49 and $3.43 per share.