SEC Form 4 · accession 0001288123-17-000029
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy Wright
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jul 3, 2017 · 11:32 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF1 | $3.583 | Jun 30, 2017 | A | 2,006 | A | — | — | Comon Stock | 2,006 | 2,006 | D |
| Stok Option, Right to buyF2 | $3.91 | Jun 29, 2017 | A | 50,000 | A | Jun 29, 2018 | Jun 29, 2027 | Common Stock | 50,000 | 50,000 | D |
| Stock Option, Right to buyF3 | $3.91 | Jun 29, 2017 | A | 2,500 | A | Jun 29, 2018 | Jun 29, 2027 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.
- F2Annual option award vesting 100% on the earlier of the one-year anniversary of the grant date of the date of the Company's 2018 annual shareholder meeting.
- F3Options vest 100% on the on-year anniversary of the grant date.