SEC Form 4 · accession 0001288123-17-000028
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ulf Wiinberg
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jul 3, 2017 · 11:23 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred SharesF1 | $3.583 | Jun 30, 2017 | A | 4,710 | A | — | — | Common Stock | 4,710 | 4,710 | D |
| Stock Option, Roght to buyF2 | $3.91 | Jun 29, 2017 | A | 50,000 | A | Jun 29, 2018 | Jun 29, 2027 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Acquired under the Agenus Inc. Director Deferred Compensation Plan, as amended. Deferred Shares represent an equal amount of the Company's common stock to be distributed under the terms of the plan, typically once the director ceases to serve as a director of the Company.
- F2Annual option award vesting 100% on the earlier of the grant date of the award or the date of the Company's 2018 annual shareholder meeting.