SEC Form 4 · accession 0001288123-17-000025
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Corvese
Director
Period of report
Jun 29, 2017
Accepted (ET)
Jul 3, 2017 · 10:57 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, Right to buyF1 | $3.91 | Jun 29, 2017 | A | 50,000 | A | Jun 29, 2018 | Jun 29, 2027 | Common Stock | 50,000 | 50,000 | D |
| Stock Option, Right to buyF2 | $3.91 | Jun 29, 2017 | A | 2,500 | A | Jun 29, 2018 | Jun 29, 2027 | Common Stock | 2,500 | 2,500 | D |
Explanation of responses
- F1Annual option award vesting 100% on the earlier of the one-year anniversary of the grant date or the date of the Company's 2018 annual shareholder meeting.
- F2Option vest 100% on the one-year anniversary of the grant date.