SEC Form 4 · accession 0001288123-17-000023
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ozer Baysal
Officer — Chief Business Officer
Period of report
Apr 19, 2017
Accepted (ET)
Apr 21, 2017 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 19, 2017 | A | 13,078 | $3.39 | A | 52,961 | D | |
| Common Stock | Apr 19, 2017 | D | 3,539 | $3.39 | D | 49,422 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of vested restricted shares granted on July 1, 2015.
- F2Represents exclusively, shares withheld by Agenus Inc. in respect of payment of the withholding tax liability upon the vesting of the restricted shares.