SEC Form 4 · accession 0001288123-17-000013
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Benjamin Stein
Officer — President R&D
Period of report
Mar 31, 2017
Accepted (ET)
Apr 4, 2017 · 6:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, Right to BuyF1 | $3.77 | Mar 31, 2017 | A | 100,000 | A | Mar 31, 2018 | Mar 31, 2027 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1Options vest one-third on the one-year anniversary of the grant date with the remainder vesting in equal quarterly installments provided the executive maintains a service relationship with the Company through each vesting date.