SEC Form 4/A · accession 0001288123-16-000069
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert Benjamin Stein
Officer — President R&D
Period of report
Apr 26, 2016
Accepted (ET)
May 13, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 26, 2016 | A | 33,375 | $4.15 | A | 33,375 | D | |
| Common StockF1 | Apr 26, 2016 | D | 12,389 | $4.15 | A | 20,986 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Form 4/A filed to correct previously reported share amount.
- F2Represents settlement of vested restricted shares granted on July 1, 2015.
- F3Represents, exclusively, shares withheld by Agenus Inc. in respect of payment of the withholding tax liability upon the vesting of the restricted shares.