SEC Form 4 · accession 0001288123-16-000063
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Charles Evan Ballantyne
Officer — Chief Financial Officer
Period of report
Apr 26, 2016
Accepted (ET)
Apr 28, 2016 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 26, 2016 | A | 21,683 | $4.15 | A | 21,683 | D | |
| Common Stock | Apr 26, 2016 | D | 7,035 | $4.15 | D | 14,648 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents settlement of vested restricted shares granted on July 1, 2015.
- F2Represents exclusively, shares withheld by Agenus Inc. in respect of payment of the withholding tax liability upon the vesting of the restricted shares.