SEC Form 4 · accession 0001288123-15-000034
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Benjamin Stein
Officer — Chief Scientific Officer
Period of report
Jul 6, 2015
Accepted (ET)
Jul 8, 2015 · 3:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, right to buy | $5.04 | Jul 6, 2015 | A | 18,750 | A | Jul 6, 2015 | Feb 12, 2025 | Commmon Stock | 18,750 | 18,750 | D |
Explanation of responses
- F1Represents the achievement of certain performance criteria and the vesting of 50% of a performance-based award originally granted on February 12, 2015 and disclosed in a Form 4 filed February 17, 2015. The remaining 18,750 shares vest in one installment upon the registrant's achievement of certain additional performance criteria within 30 months from the date of grant.