SEC Form 4 · accession 0001288123-15-000022
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Evan Ballantyne
Officer — Chief Financial Officer
Period of report
Jun 17, 2015
Accepted (ET)
Jun 17, 2015 · 9:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, right to buyF1 | $9.78 | Jun 17, 2015 | A | 150,000 | A | Jun 17, 2016 | Jun 17, 2025 | Commmon Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Nonqualified option awarded in accordance with NASDAQ Listing Rule 5635(c)(4) and will vest 25% on each of the one-year, two-year, three-year and four-year anniversaries of the grant date, subject to Mr. Ballantyne's continued employment with the Company through each such vesting date.