SEC Form 4 · accession 0001288123-15-000007
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine M Klaskin
Officer — VP, Finance
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 6:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, Right to Buy | $5.04 | Feb 12, 2015 | A | 10,000 | A | Feb 12, 2015 | Feb 12, 2025 | Common Stock | 10,000 | 10,000 | D |
| Stock Option, Right to BuyF1 | $5.04 | Feb 12, 2015 | A | 24,500 | A | May 12, 2015 | Feb 12, 2025 | Common Stock | 24,500 | 24,500 | D |
Explanation of responses
- F1On February 12, 2015, the reporting person was granted an option to purchase 35,000 shares of the registrant's common stock, of which 24,500 shares vest in 12 equal quarterly installments from the date of grant, and the remaining 10,500 shares vest in two equal increments based on the registrant's achievement of certain performance criteria within 30 months from the date of grant.