SEC Form 4 · accession 0001288123-15-000005
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Garo H Armen
Officer — Chairman & CEO
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 5:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, Right to Buy | $5.04 | Feb 12, 2015 | A | 10,000 | A | Feb 12, 2015 | Feb 12, 2025 | Commmon Stock | 10,000 | 10,000 | D |
| Stock Option, Right to BuyF1 | $5.04 | Feb 12, 2015 | A | 168,000 | A | May 12, 2015 | Feb 12, 2025 | Common Stock | 168,000 | 168,000 | D |
Explanation of responses
- F1On February 12, 2015, the reporting person was granted an option to purchase 240,000 shares of the registrant's common stock, of which, 168,000 shares vest in 12 equal quarterly installments from the date of the grant, and the remaining 72,000 shares vest in two equal increments based on the registrants' achievement of certain performance criteria within 30 months from the date of grant.