SEC Form 4 · accession 0000899243-16-029400
AGENUS INC · AGEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christine M Klaskin
Officer — VP Finance
Period of report
Sep 16, 2016
Accepted (ET)
Sep 20, 2016 · 4:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098972
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option, right to buyF1 | $6.77 | Sep 16, 2016 | A | 7,551 | A | Sep 16, 2017 | Sep 16, 2026 | Common Stock | 7,551 | 7,551 | D |
Explanation of responses
- F1Option awarded in accordance with the Agenus Inc. Amended and Restated 2009 Equity Inventive Plan, and vests in one installment on the one-year anniversary of the grant date.