SEC Form 4 · accession 0001062993-18-002074
IntelGenx Technologies Corp. · IGXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Andre Godin
Officer — EVP and CFO
Period of report
May 8, 2018
Accepted (ET)
May 10, 2018 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value 0.00001F1 | May 8, 2018 | P | 15,880 | $0.63 | A | 100,380 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF1 | $0.80 | May 8, 2018 | P | 15,380 | A | May 8, 2018 | Jun 21, 2021 | Common Stock | 15,380 | 15,380 | D |
| 6% Convertible DebentureF1 | $0.80 | May 8, 2018 | P | 12,500 | A | May 8, 2018 | Jun 21, 2021 | Common Stock | 12,500 | 12,500 | D |
Explanation of responses
- F1In a private placement offering, Mr. Godin acquired 2 units of $10,000 for a total of $20,000. Each Unit is comprised of (i) 7,940 common shares, (ii) a U.S. $5,000 convertible 6% Debenture Note, and (iii) 7,690 warrants to purchase common shares.