SEC Form 4 · accession 0001062993-16-012563
IntelGenx Technologies Corp. · IGXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bernard Boudreau
Director
Period of report
Nov 28, 2016
Accepted (ET)
Nov 30, 2016 · 3:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock ($0.00001) p.v. | Nov 28, 2016 | M | 40,000 | $0.54 | A | 113,000 | D | |
| Common Stock ($0.00001) p.v. | Nov 30, 2016 | S | 15,700 | $0.75 | D | 97,300 | D | |
| Common Stock ($0.00001) p.v. | Nov 30, 2016 | S | 7,300 | $0.7505 | D | 90,000 | D | |
| Common Stock ($0.00001) p.v. | Nov 30, 2016 | S | 2,000 | $0.7515 | D | 88,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| (Option) right to buy | $0.54 | Nov 28, 2016 | M | 40,000 | D | Nov 29, 2013 | Nov 28, 2016 | Common Stock | 40,000 | 160,000 | D |