SEC Form 4 · accession 0001062993-15-002056
IntelGenx Technologies Corp. · IGXT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ingrid Zerbe
Officer — Corporate Secretary
Period of report
Apr 16, 2015
Accepted (ET)
Apr 20, 2015 · 4:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098880
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares ($0.0001 par value) | Apr 16, 2015 | S | 14,950 | $0.68 | D | 513,185 | D | |
| Common Shares ($0.0001 par value) | Apr 16, 2015 | S | 2,550 | $0.69 | D | 510,635 | D | |
| Common Shares ($0.0001 par value) | Apr 16, 2015 | S | 2,500 | $0.685 | D | 508,135 | D | |
| Common Shares ($0.0001 par value) | Apr 17, 2015 | S | 5,175 | $0.66 | D | 502,960 | D | |
| Common Shares ($0.0001 par value) | Apr 17, 2015 | S | 14,825 | $0.652 | D | 488,135 | D | |
| Common Shares ($0.0001 par value) | Apr 17, 2015 | S | 10,000 | $0.651 | D | 478,135 | D | |
| Common Shares ($0.0001 par value) | Apr 17, 2015 | S | 10,000 | $0.655 | D | 468,135 | D | |
| Common Shares ($0.0001 par value) | Apr 20, 2015 | S | 6,900 | $0.65 | D | 461,235 | D | |
| Common Shares ($0.0001 par value)F1 | holding | — | — | — | 5,158,221 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1In connection with the acquisition of IntelGenx in 2006, Ingrid Zerbe became our Corporate Secretary and Director of Finance and Administration and acquired 4,709,643.5 exchangeable Shares of our Canadian holding corporation 6544631Canada Inc., a Canadian special purpose corporation which wholly owns IntelGenx Corp. (the "Exchangeable Shares"). In June of 2009 Ms. Zerbe acquired 1,021,713 Exchangeable Shares from Joel Cohen in a private transaction. The 5,731,356.5 Exchangeable Shares are exchangeable, on a one for one basis, into shares of common stock of IntelGenx Technologies Corp. at Ms. Zerbe's discretion. As of today 573,135 exchangeable shares have been exchanged into common stock of IntelGenx Technologies Corp. Prior to exchanging the remaining Exchangeable Shares, Ms. Zerbe has the right to vote 5,158,221.5 shares of common stock which are currently held in trust on behalf of Ms. Zerbe. The common shares have not been registered for resale at this time.