SEC Form 4 · accession 0001675689-18-000006
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel J Santaniello
Officer — President & CEO · Director
Period of report
Feb 16, 2018
Accepted (ET)
Feb 16, 2018 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Comon Stock | Feb 16, 2018 | M | 750 | $18.50 | A | 45,869 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $18.50 | Feb 16, 2018 | M | 750 | D | Jun 18, 2008 | Feb 19, 2018 | Common Stock | 750 | 0 | D |
| Stock Appreciation Rights | $21.60 | holding | — | — | — | Feb 2, 2017 | Feb 1, 2026 | Common Stock | 8,258 | 8,258 | D |
| Stock Appreciation Rights | $26.17 | holding | — | — | — | Feb 7, 2018 | Feb 6, 2027 | Common Stock | 6,662 | 6,662 | D |
| Stock Appreciation Rights | $49.50 | holding | — | — | — | Feb 6, 2019 | Feb 5, 2028 | Common Stock | 10,720 | 10,720 | D |