SEC Form 4 · accession 0001675689-18-000005
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eugene J Walsh
Officer — VP & COO
Period of report
Feb 6, 2018
Accepted (ET)
Feb 8, 2018 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, RestrictedF1,F2 | Feb 6, 2018 | A | 1,492 | $49.50 | A | 4,965 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $49.50 | Feb 6, 2018 | A | 5,380 | A | Feb 6, 2019 | Feb 5, 2028 | Common Stock | 5,380 | 12,977 | D |
Explanation of responses
- F1The award shall be fully vest at the end of a three year vesting period subject to one third each year or thirty three and one third percent vesting period per year.
- F2Once an award has vested, it shall be subject to a hold on sale restriction for two years from the date of vesting.