SEC Form 4 · accession 0001515690-18-000009
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Pacyna Jr.
Other
Period of report
Jun 22, 2018
Accepted (ET)
Jun 25, 2018 · 11:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 22, 2018 | S | 82 | $56.33 | D | 4,341 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK APPRECIATION RIGHTSF1,F2,F3 | — | holding | — | — | — | — | — | COMMON STOCK | 11,348 | 11,348 | D |
Explanation of responses
- F12016 GRANT = $21.60, 2017 GRANT = $26.17 AND 2018 GRANT = $49.50
- F2The stock appreciation rights vest in 3 equal annual installments beginning on 2/2/2017 for the 2016 Grant, on 2/8/2018 for the 2017 Grant and on 2/7/2019 for the 2018 Grant.
- F3The stock appreciation rights expire as follows: 2016 Grant on 2/1/2026, 2017 Grant on 2/6/2027 and 2018 Grant 2/5/2028.