SEC Form 4 · accession 0001515690-17-000034
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy P O'Brien
Other
Period of report
Dec 4, 2017
Accepted (ET)
Dec 5, 2017 · 4:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2017 | S | 625 | $40.75 | D | 5,785 | D | |
| Common Stock | holding | — | — | — | 1,378 | I | By Spouse Debbie O'Brien |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $32.40 | holding | — | — | — | Feb 2, 2017 | Feb 1, 2026 | Coomon Stock | 2,990 | 2,990 | D |
| Stock Appreciation Rights | $39.25 | holding | — | — | — | Feb 7, 2018 | Feb 6, 2027 | Common Stock | 2,364 | 2,364 | D |