SEC Form 4 · accession 0001515690-17-000021
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian J Cali
Director
Period of report
Aug 7, 2017
Accepted (ET)
Aug 8, 2017 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 7, 2017 | M | 500 | $28.90 | A | 207,855 | I | BRIAN J CALI TR UA 10/09/95 SAMUEL C CALI GST EXEMPT RESIDUARY TRUST |
| Common Stock | Aug 7, 2017 | M | 1,000 | $28.90 | A | 208,855 | I | BRIAN J CALI TR BRIAN J CALI ATTY AT LAW SELF EMP RETIREMENT PLAN FBO BRIAN J CALI |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $28.90 | Aug 7, 2017 | M | 1,500 | D | Jun 18, 2008 | Dec 18, 2017 | Common Stock | 1,500 | 0 | D |