SEC Form 4 · accession 0001437749-26-025193
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Paul Roth
Director
Period of report
Jul 29, 2026
Accepted (ET)
Jul 31, 2026 · 1:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001098146
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Units | $0.00 | Jul 29, 2026 | A | 66,372 | A | Jul 1, 2027 | Jul 1, 2029 | Common Stock | 66,372 | 91,524 | D |
Explanation of responses
- F1On July 29, 2026, the Reporting Person was granted RSUs equal to 66,372 shares of Common Stock of the Issuer, which will vest over three years (22,124 shares, 22,124 shares, and 22,124 shares respectively as of July 1, 2027, 2028 and 2029).