SEC Form 4 · accession 0001437749-18-010833
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frederick Staudmyer
Officer — Secretary and Chief HR Officer
Period of report
Mar 1, 2018
Accepted (ET)
May 29, 2018 · 3:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Mar 1, 2018 | A | 527 | $0.00 | A | 5,527 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1n March 1, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 527 shares of the Issuer's common stock which vest annually in equal installments over three years.
- F2In a Form 3 filed by the Reporting Person on February 18, 2015, it was reported that the Reporting Person owned a total of 50,000 shares of the Issuer's common stock. On March 4, 2015, the Issuer effected a 1-for-10 reverse stock split, reducing the 50,000 shares to 5,000 shares.