SEC Form 4 · accession 0001437749-18-010829
PATRIOT NATIONAL BANCORP INC · PNBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond B. Smyth
Director
Period of report
Apr 3, 2017
Accepted (ET)
May 29, 2018 · 3:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 3, 2017 | A | 1,271 | $0.00 | A | 8,857 | D | |
| Common StockF2 | Apr 2, 2018 | A | 1,031 | $0.00 | A | 9,888 | D | |
| Common Stock | holding | — | — | — | 626 | I | SEP IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On April 3, 2017, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,271 shares of the Issuer's common stock which vest annually in equal installments over four years.
- F2On April 2, 2018, pursuant to a Restricted Stock Agreement, the Reporting Person was granted 1,031 shares of the Issuer's common stock which vest annually in equal installments over four years. As of the date of this report, the Reporting Person directly owns a total of 9,888 shares of common stock and indirectly 626 shares of common stock.